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SHAREKHAN LTD. .. STOCK BROKER my intention not to squeeze money. the Govt

Complain ID : CCN013952   13  

Complaint Board Complaint Date: September 5, 2015
Modified date: September 7, 2015
  • State :  Delhi
  • Address: Kanpur U.p.
my intention not to squeeze money. the Govt. may take heavy amount penalty from sharekhan against my matter, i can give power of attorney to the Govt. i just want the matter to be publish in the news paper so that every one could know sharekhan and Govt. officials get punishment.

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3901 KUNSTSOFFE SHARES WERE REFLECTING IN INVESTOR’S PORTFOLIO ON 20/04/2014.
3901 KUNSTSOFFE SHARES ALSO WERE IN OPEN POSITION IN STOCK POSITION PAGE ON 20/04/2014.
STATUS OF KUNSTSOFFE SHARES WERE ALSO REFLECTING IN HOME PAGE ON 30/03/2015 I.E FINANCIAL YEAR 2014 - 2015 BUT 3901 SHARES WENT MISSING LATER ON.

THE INVESTOR FILED COMPLAINT AND,

DURING 2013, IN SPITE TO ACCEPT MISTAKE, THE STOCK BROKER MISGUIDED THE INVESTOR BY GIVING WRONG INFORMATION AND ADDED THE MATTER WITH PREVIOUS FINANCIAL YEAR I.E. 2013 – 2014 AND BESIDES MISGUIDING THE STOCK BROKER CLOSED THE INVESTOR’S COMPLAINT DURING 2013 AND CONTINUOUSLY GIVEN MENTAL TORTURE BY MISGUIDING THE INVESTOR.

ON 13/04/2015, SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI) GOVT. OFFICIAL, MR. ABHISHEK PANDYA ALSO DID NOT CLARIFY THE MATTER AND CLOSED THE INVESTOR’S COMPLAINT.


ON 21/07/2015, INVESTOR GREVANCE REDRESSAL COMMITTEE (IGRC) GOVT. OFFICIAL, SHRI K.D. GUPTA ALSO DID NOT CLARIFY THE MATTER AND CLOSED THE INVESTOR’S COMPLAINT ON 21/07/2015.


11/08/2015, M/S SHAREKHAN AVP – LEGAL MR. KUNAL KOTHARI WARNED ME. BY WARNING SHAREKHAN INDIRECTLY WANTS ME TO WITHDRAW THE COMPLAINT.

DURING JULY & AUGUST 2015, SEBI, MIRSD 4 DGM MADAM JENY JOHN TOO DID NOT PUT EFFORT TO CLARIFY THE MATTER.

ON 14/08/2015, AFTER 20 MONTHS OF THE INVESTOR’S CONTINUOUS EFFORTS BROUGHT RESULT AND SEBI, LUCKNOW OFFICE JUSTIFIED WITH THE MATTER. ACCORDING TO SEBI LUCKNOW OFFICE ‘’THE MISTAKE WAS FROM STOCK BROKER’S SIDE DURING YEAR 2013’’

WHEREAS PRIOR 14/08/2015, BESIDES THE STOCK BROKER AND ALL THE GOVT. OFFICIALS DID NOT DO DUTY HONESTLY, THE GOVT. OFFICIALS FAVORED THE STOCK BROKER FOR UNKNOWN REASON/S AND ALSO DONE INJUSTICE WITH THE INVESTOR, PURPOSELY GIVEN MENTAL TORTURE BY NOT GIVING CLARIFICATION TO THE MATTER AND ABOVE ALL CLOSED THE INVESTOR’S COMPLAINT AND THE STOCK BROKER GIVEN PURPOSELY MENTAL TORTURE FOR NEARLY TWO YEARS AND ALSO WARNED THE INVESTOR.

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